Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Mary Gullotta is a financial advisor at Commonwealth Financial Network. Susan has been in the financial services industry for over 17 years. She is registered in New York. Susan Mary Gullotta is also registered with the state of New York. Susan Mary Gullotta has a Series 66, Series 7 and SIE licenses. She holds her Series 66, Series 7 and SIE licenses. Susan Mary Gullotta specializes in retirement planning, college savings, and investment management. Susan Mary Gullotta is committed to providing her clients with personalized financial advice and strategies to help them reach their financial goals. Susan Mary Gullotta previously worked with KESTRA INVESTMENT SERVICES, LLC and Berkowitz, Herkert & Associates, LLC. She has experience working with high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/06/2022 - Present
Commonwealth Financial Network (Tarrytown NY)
NY
10/30/2015 - 06/08/2022
KESTRA INVESTMENT SERVICES, LLC (Tarrytown NY)
BOTH
Issued 09/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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