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Susan Marie Sproule

Susquehanna Financial Group, Lllp

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About Susan Marie Sproule

Susan Marie Sproule is a financial professional with over 30 years of experience in the financial services industry. Susan is currently registered with Susquehanna Financial Group, Lllp in Bala Cynwyd, PA. Susan has held previous registrations with Susquehanna Capital Group, UST Securities Corp., Custodian Securities, Inc., USF&G Investment Services, Inc., and Review Management Corp. Susan is licensed to provide investment advice in Pennsylvania.

Firm Information

Susan Sproule is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Sproule’s Registration & Firm History

PA

06/29/2010 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

PA

03/27/2006 - 12/18/2008

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

04/26/2001 - 03/28/2006

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

CT

07/22/1999 - 01/01/2001

UST SECURITIES CORP. (STAMFORD CT)

PA

06/12/1993 - 07/22/1999

CUSTODIAN SECURITIES, INC. (WAYNE PA)

NA

10/10/1991 - 11/24/1992

USF&G INVESTMENT SERVICES, INC.

NA

09/04/1990 - 03/19/1991

REVIEW MANAGEMENT CORP.

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Licenses & Designations

IA

Issued 10/26/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Susan Marie Sproule.
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