Unclaimed
Susan Rodriguez is a registered representative with State Farm VP Management Corp. Susan is licensed to sell securities in California. Susan has been in the financial services industry for over 20 years and is a Series 6 and 63 licensed professional. Susan obtained her Series 6 license in December 2002 and her Series 63 license in February 2003. Susan is also licensed to sell securities through the Securities Industry Essentials (SIE) exam that she obtained in October 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/12/2002 - Present
State Farm VP Management Corp. (SAN LUIS OBISPO CA)
BC
Issued 02/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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