Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lenz is a financial professional with over 20 years of experience in the financial services industry. Susan is currently a Registered Representative at Tiaa-Cref Individual & Institutional Services, LLC and holds Series 7, 9, 10, 63, and 66 licenses. Susan is a licensed investment advisor and has worked with a variety of firms over her career including Robert W. Baird & Co. Incorporated, PNC Investments, Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, B. C. Ziegler and Company, and Wachovia Securities, LLC. Susan specializes in providing financial advice to individuals, high-net-worth individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
WI
06/17/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (BROOKFIELD WI)
WI
01/26/2016 - 06/14/2016
ROBERT W. BAIRD & CO. INCORPORATED (OCONOMOWOC WI)
WI
05/20/2015 - 01/22/2016
PNC INVESTMENTS (NEW BERLIN WI)
WI
01/17/2014 - 03/05/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAKE GENEVA WI)
WI
03/24/2010 - 01/21/2014
WELLS FARGO ADVISORS, LLC (LAKE GENEVA WI)
WI
09/15/2009 - 04/08/2010
B. C. ZIEGLER AND COMPANY (MILWAUKEE WI)
WI
01/01/2008 - 09/22/2009
WELLS FARGO ADVISORS, LLC (ELKHORN WI)
WI
01/02/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ELKHORN WI)
MO
07/01/2003 - 08/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/03/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 07/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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