Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Marie Lemoine is a financial advisor with over 40 years of experience in the industry. Susan is currently registered with Ages Financial Services, Ltd. in Massachusetts. Susan is also a registered principal in several states. Susan has previously held positions with Sun Investment Services Company, Allmerica Investments, Inc., Fidelity Brokerage Services, Inc., and Holden & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/19/1996 - Present
Ages Financial Services, Ltd. (WOBURN MA)
MA
09/26/1995 - 08/29/1996
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
MA
03/07/1994 - 01/30/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
RI
10/29/1980 - 05/17/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
11/01/1978 - 01/23/1980
HOLDEN & COMPANY, INC.
BC
Issued 09/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/19/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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