Unclaimed
Susan Lavigne is a financial advisor with over 25 years of experience in the financial services industry. Susan has a Series 7 and Series 63 license and has been registered with FINRA since 1999. She is currently employed by Nylife Distributors LLC. Previously, Susan was employed by Royce Fund Services, Inc. and Seligman Services, Inc. Susan's expertise and commitment to her clients make her a valuable asset to any investment portfolio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/05/1999 - Present
Nylife Distributors LLC (Jersey City NJ)
NY
08/06/1998 - 06/30/1999
ROYCE FUND SERVICES, INC. (NEW YORK NY)
MN
04/18/1995 - 04/22/1998
SELIGMAN SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 06/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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