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Susan Marie Johnson

Mutual OF America Securities LLC

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About Susan Marie Johnson

Susan Marie Johnson is a financial advisor with over 28 years of experience in the industry. Susan is currently registered with Mutual of America Securities LLC and has been with the firm since 2007. Susan has a diverse background in the financial services industry, having worked at several prominent firms including Mutual of America Life Insurance Company, GWFS Equities, Inc., ICMA-RC Services, LLC, Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Smith Barney Inc. Susan holds Series 7, Series 31, and Series 63 licenses. She is also a registered representative in Connecticut and New York.

Firm Information

Susan Johnson is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Johnson’s Registration & Firm History

NY

01/03/2007 - Present

Mutual OF America Securities LLC (Garden City NY)

NY

01/03/2007 - 11/10/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Garden City NY)

CO

05/30/2003 - 05/17/2006

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

DC

03/18/1998 - 01/02/2003

ICMA-RC SERVICES, LLC (WASHINGTON DC)

NY

07/22/1996 - 01/12/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

10/28/1994 - 06/28/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/16/1994 - 09/30/1994

SMITH BARNEY INC. (NEW YORK NY)

CT

09/30/1992 - 06/17/1994

ADVEST, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/24/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 09/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Marie Johnson.
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