Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Heitman is a financial advisor currently working at UBS Financial Services Inc. Susan is a registered investment advisor and has been in the financial industry since 2003. She is a licensed agent in several states and is registered in Arizona, Florida, Illinois, Maryland, Michigan, Montana, Nebraska, Texas, and Wisconsin. Susan has experience with BMO Harris Financial Advisors, Inc. and M&I Financial Advisors, Inc., and holds the Series 7, Series 6, Series 63, and Series 65 licenses. Her practice focuses on providing financial planning, investment management, and pension consulting services to high-net-worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
12/03/2020 - Present
UBS Financial Services Inc. (Brookfield WI)
WI
08/01/2012 - 09/10/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (Milwaukee WI)
WI
04/15/2003 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (OAK CREEK WI)
IA
Issued 12/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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