Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Dowling is a financial advisor with over 40 years of experience in the financial services industry. Susan is a Certified Financial Planner and holds Series 7, 63, and 65 licenses. Currently, Susan is a Registered Representative with Ameriprise Financial Services, LLC and is licensed to conduct business in multiple states. Prior to joining Ameriprise Financial Services, LLC, Susan worked as a Registered Representative with UBS Financial Services Inc. Susan is committed to providing personalized financial advice to her clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/24/2024 - Present
Ameriprise Financial Services, LLC (Old Saybrook CT)
CT
09/26/1983 - 06/14/2024
UBS FINANCIAL SERVICES INC. (NEW LONDON CT)
NA
03/26/1982 - 10/17/1983
E. F. HUTTON & COMPANY INC
IA
Issued 07/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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