Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Cornell is a financial advisor with Wells Fargo Clearing Services, LLC. Susan has been in the industry since June 5, 2001. Susan is registered in Arizona, Florida and Texas. Susan has passed the Series 3, 7, 9, 10, 66, 99TO and SIE exams. Susan has previously worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and McDonald Investments Inc. Susan has a wide range of experience and expertise in providing financial advice to clients. Susan has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/26/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
OH
06/01/2009 - 09/16/2010
MORGAN STANLEY SMITH BARNEY (CLEVELAND OH)
OH
02/25/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLEVELAND OH)
OH
06/06/2001 - 03/01/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 03/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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