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Susan Marie Carey

Kestra Investment Services, LLC

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About Susan Marie Carey

Susan Carey is a financial advisor with Kestra Investment Services, LLC, a firm based in Fort Wayne, IN. Susan has over 18 years of experience in the financial services industry. Her expertise includes securities and investments. Susan is registered in Indiana as a Series 7 and Series 63 registered representative. She also holds the SIE designation. Susan's previous employers include USA Financial Securities Corporation and Comprehensive Asset Management and Servicing, Inc.

Firm Information

Susan Carey is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Carey’s Registration & Firm History

IN

11/27/2023 - Present

Kestra Investment Services, LLC (Ft. Wayne IN)

IN

12/07/2021 - 11/27/2023

USA FINANCIAL SECURITIES CORPORATION (Fort Wayne IN)

IN

01/17/2018 - 01/07/2020

USA FINANCIAL SECURITIES CORPORATION (Fort Wayne IN)

IN

01/27/2012 - 01/26/2018

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (FORT WAYNE IN)

NJ

07/20/2009 - 02/09/2010

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)

IN

06/21/2007 - 07/20/2009

FINANCIAL NETWORK INVESTMENT CORPORATION (FORT WAYNE IN)

IN

01/26/2006 - 06/05/2007

INVESTMENT CENTERS OF AMERICA, INC. (FORT WAYNE IN)

MN

04/28/2004 - 01/27/2006

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

WI

05/24/2001 - 05/14/2004

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

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Licenses & Designations

BC

Issued 06/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Marie Carey.
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