Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Banta is a financial advisor with over 24 years of experience in the industry. Susan has a strong background in securities and investment advisory, having passed both Series 6 and 7 exams, as well as Series 24 and 51 Principal Exams. She is currently registered with Osaic Wealth, Inc. and holds Series 63 and 65 licenses. Susan has a proven track record of providing comprehensive financial planning and investment management services to a wide range of clients. She specializes in serving individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/03/2023 - Present
Osaic Wealth, Inc. (NAPLES FL)
FL
12/03/1998 - 11/03/2023
FSC SECURITIES CORPORATION (NAPLES FL)
IA
Issued 06/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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