Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Palmatier is a financial advisor who has been in the industry since 1998. She is currently registered with Wells Fargo Clearing Services, LLC in Eagan, MN, Saint Paul, MN and New Hope, MN. Susan has experience with a wide range of investment products and services, including financial planning, portfolio management, and pension consulting. She also has experience with a variety of client types, including individuals, corporations, and charitable organizations. Susan holds several professional licenses and certifications, including Series 7, 6, 63, 66, 9, 10, 24 and 53. She is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
11/04/2013 - Present
Wells Fargo Clearing Services, LLC (EAGAN MN)
MN
01/03/2011 - 07/05/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
05/17/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
10/15/2001 - 07/10/2003
SUMNER HARRINGTON LTD. (MINNETONKA MN)
MN
10/07/1998 - 02/22/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/07/1998 - 02/22/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/14/1992 - 11/18/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
07/27/1988 - 07/11/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/27/1988 - 07/11/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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