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Susan Margaret Herrick

Northwestern Mutual Investment Services, LLC

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About Susan Margaret Herrick

Susan Herrick is a financial professional with over 20 years of experience. Susan currently works with Northwestern Mutual Investment Services, LLC in the Rosemont, IL office. Susan is a Certified Financial Planner. Susan's career has included positions at various financial companies including Ameriprise Financial Services, Kovitz Investment Group and Captain Susan Herrick.

Firm Information

Susan Herrick is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Susan Herrick’s Registration & Firm History

IL

01/28/2025 - Present

Northwestern Mutual Investment Services, LLC (Rosemont IL)

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Licenses & Designations

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Susan Margaret Herrick.
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