Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Mallory Haynie is a financial professional with over 5 years of experience in the industry. Susan is currently a Registered Representative at Stifel, Nicolaus & Company, Inc., a firm with a strong reputation in the financial services industry. Previously, Susan was associated with TD Ameritrade, Inc. Susan has a broad range of experience and has earned numerous licenses and certifications, including Series 7, Series 10, Series 24, and Series 63. Susan specializes in a number of financial areas including investment advisory services, securities brokerage services, financial planning services, and pension consulting services. Susan is dedicated to providing clients with sound financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/25/2021 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
02/12/2018 - 08/19/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 01/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/08/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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