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Susan Mae Evans

NBC Securities, Inc.

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About Susan Mae Evans

Susan Mae Evans is a financial professional with over 30 years of experience in the industry. Susan is currently a registered representative with NBC Securities, Inc. Susan holds a variety of licenses and certifications including Series 6, 7, 24, 27, 52TO, 53, 63, 99TO, and 14. Susan has also earned the designation of Certified Financial Planner and Chartered Financial Consultant. Susan provides a wide range of financial services including financial planning, portfolio management, and pension consulting. Susan is dedicated to helping individuals and families achieve their financial goals.

Firm Information

Susan Evans is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Susan Evans’s Registration & Firm History

MO

06/06/2019 - Present

NBC Securities, Inc. (Farmington MO)

MO

01/24/1990 - 08/16/2019

FIRST STATE FINANCIAL MANAGEMENT, INC. (FARMINGTON MO)

MO

06/14/1989 - 02/15/1990

PENROD AND COMPANY (BRANSON MO)

NA

01/22/1988 - 06/22/1989

PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED

NA

05/27/1987 - 01/05/1988

CONSERVATIVE FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 04/28/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/16/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/23/1990

Series 24 - General Securities Principal Examination

BC

Issued 11/18/1987

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

BC

Issued 05/26/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Susan Mae Evans. Review regulatory record here.
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