Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Powell is an investment advisor representative with Thrivent Investment Management Inc. based in Appleton, WI. Susan has been in the industry since 2001 and has a strong track record of providing financial advice to individuals, families, and businesses. Susan has a wide range of experience in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
11/11/2015 - Present
Thrivent Investment Management Inc. (APPLETON WI)
WI
10/22/2014 - 11/02/2015
SII INVESTMENTS, INC. (APPLETON WI)
WI
10/09/2013 - 10/20/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (OSHKOSH WI)
MN
06/28/2013 - 10/15/2013
MORGAN STANLEY (MINNEAPOLIS MN)
MN
11/12/2012 - 06/17/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ST. PAUL MN)
FL
10/28/2010 - 11/06/2012
MORGAN STANLEY (FORT WALTON BEACH FL)
FL
06/01/2009 - 01/12/2010
MORGAN STANLEY SMITH BARNEY (GAINESVILLE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GAINESVILLE FL)
FL
05/05/2005 - 04/02/2007
MORGAN STANLEY DW INC. (GAINESVILLE FL)
CA
12/02/2003 - 04/28/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
12/11/2001 - 04/28/2005
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
05/22/2001 - 04/28/2005
SII INVESTMENTS, INC. (APPLETON WI)
BOTH
Issued 09/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/30/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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