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Susan M Pineiro

Northwestern Mutual Investment Services, LLC

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About Susan M Pineiro

Susan Pineiro has been working in the financial industry since May 2007. Currently, Susan is registered with Northwestern Mutual Investment Services, LLC. Susan's previous firms include LPL Financial LLC, Commonwealth Financial Network, Morgan Stanley, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Susan is licensed to offer securities products and investment advisory services in a number of states. Susan holds the Series 66, Series 31, and Series 7 licenses. She has also passed the SIE Exam. Susan is a 50% owner and author of a non-financial book.

Firm Information

Susan Pineiro is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Susan Pineiro’s Registration & Firm History

NY

04/01/2020 - Present

Northwestern Mutual Investment Services, LLC (POUGHKEEPSIE NY)

NY

03/26/2015 - 03/24/2020

LPL FINANCIAL LLC (POUGHKEEPSIE NY)

NY

10/04/2012 - 01/15/2015

COMMONWEALTH FINANCIAL NETWORK (RHINEBECK NY)

NY

06/01/2009 - 10/24/2012

MORGAN STANLEY (KINGSTON NY)

NY

11/15/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (KINGSTON NY)

NY

12/20/2006 - 08/23/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POUGHKEEPSIE NY)

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Licenses & Designations

BOTH

Issued 04/04/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 12/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan M Pineiro.
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