Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan M. Palen is a financial advisor with over 20 years of experience in the industry. Susan is currently registered with Osaic Wealth, Inc. and is located in FORT LAUDERDALE, FL. Susan has held previous positions with SAGEPOINT FINANCIAL, INC., HORNOR, TOWNSEND & KENT, INC., NEW ENGLAND SECURITIES, METLIFE SECURITIES INC., and WASHINGTON SQUARE SECURITIES, INC. Susan has a broad range of experience and holds Series 4, 7, 24, and 52TO licenses. Susan specializes in providing financial advice to a wide range of clients including individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/01/2023 - Present
Osaic Wealth, Inc. (FORT LAUDERDALE FL)
FL
10/31/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FORT LAUDERDALE FL)
FL
07/27/2015 - 10/31/2016
HORNOR, TOWNSEND & KENT, INC. (BOCA RATON FL)
FL
02/04/2013 - 11/26/2014
NEW ENGLAND SECURITIES (FT. LAUDERDALE FL)
FL
06/14/2001 - 11/26/2014
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
11/02/2009 - 02/18/2010
NEW ENGLAND SECURITIES (BOCA RATON FL)
FL
06/14/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FORT LAUDERDALE FL)
CT
06/26/2000 - 02/03/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 01/12/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/17/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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