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Susan M Marshall

Fidelity Brokerage Services LLC

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About Susan M Marshall

Susan Marshall is a financial professional with over 30 years of experience in the industry. Susan is currently registered with Fidelity Brokerage Services LLC, a firm with a long history of providing comprehensive financial services. Before joining Fidelity, Susan worked for VOYA Financial Partners, LLC, John Hancock Funds, Inc., and Colonial Investment Services. Susan is dedicated to helping her clients achieve their financial goals.

Firm Information

Susan Marshall is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Marshall’s Registration & Firm History

RI

07/15/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CT

07/13/2016 - 06/07/2021

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

RI

01/01/2008 - 07/31/2015

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

11/27/1995 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

MA

11/18/1992 - 11/16/1995

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

11/19/1992 - 11/15/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

NA

02/02/1990 - 05/03/1991

COLONIAL INVESTMENT SERVICES

NA

05/13/1988 - 02/02/1990

COLONIAL INVESTMENT SERVICES, INC.

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Licenses & Designations

BC

Issued 05/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1992

Series 7 - General Securities Representative Examination

BC

Issued 05/12/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Susan M Marshall.
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