Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Huff is a financial professional with over 30 years of experience in the industry. Susan is currently registered with MML Investors Services, LLC and is located in Springfield, MA. Previously, Susan was employed by MSI Financial Services, INC., Metlife Investors Distribution Company, New England Securities, Tower Square Securities, INC., Walnut Street Securities, INC., Metlife Securities Inc., New England Securities, Metropolitan Life Insurance Company, Mercantile Investment Services, INC., First Hanover Securities, INC., Mark Twain Brokerage Services, INC., and First Investors Corporation. Susan is a licensed Investment Advisor Representative and holds multiple industry certifications including Series 4, Series 6, Series 7, Series 24, Series 53, and Series 63. Susan specializes in providing financial planning, asset allocation programs, and portfolio management services to a diverse client base, including individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
02/02/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
02/02/2012 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
02/02/2012 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
MO
01/12/2007 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (ST LOUIS MO)
MO
05/30/1997 - 09/05/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
MA
08/31/2004 - 12/31/2007
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/31/2004 - 12/31/2007
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
08/31/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
11/07/1990 - 05/27/1997
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
12/20/1989 - 09/25/1990
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NA
05/14/1987 - 11/27/1989
MARK TWAIN BROKERAGE SERVICES, INC.
NA
02/11/1987 - 05/12/1987
FIRST INVESTORS CORPORATION
IA
Issued 09/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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