Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Cooper is a financial advisor who has been working in the industry since 1985. Susan Cooper is registered with Pruco Securities, LLC, a broker-dealer firm, and has been with Pruco Securities, LLC since January 2017. Susan Cooper has a broad range of experience in the financial services industry, with previous employment at HORNOR, TOWNSEND & KENT, INC., AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Susan Cooper has passed several industry exams, including the Series 6, 7, 24, 52, 53, 63, and 65 exams. Susan Cooper has a number of designations, including Certified Financial Planner and Chartered Financial Consultant. Susan Cooper is registered to provide financial advice in a number of states, including New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NJ
01/12/2021 - Present
Pruco Securities, LLC (EAST BRUNSWICK NJ)
NY
06/12/2009 - 11/18/2016
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
NY
11/15/1984 - 06/17/2009
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/15/1984 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/12/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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