Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lynne Sulfridge is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Susan has been in the financial services industry since 2012 and holds the Series 6 and SIE licenses. Susan is registered in the states of Florida, Illinois, Indiana, Kentucky, and Ohio. Susan's previous experience includes a role with BANC ONE SECURITIES CORPORATION in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
08/07/2017 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
IL
10/06/1997 - 07/26/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 09/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Sulfridge is the right advisor for you? Invested Better is here to help.
