Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lockwood is a financial advisor with over 35 years of experience in the industry. Susan is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2008. Susan is also registered with the state of Texas as an Investment Advisor Representative. Previously, Susan was employed at LPL Financial Corporation from 1996 to 2008 and Invest Financial Corporation from 1985 to 1995. Susan holds Series 63 and Series 66 licenses as well as Series 7 and SIE licenses. Susan's areas of expertise include retirement planning, college savings, and estate planning. Susan is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
03/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (MANTENO IL)
IL
09/26/1996 - 03/10/2008
LPL FINANCIAL CORPORATION (PEOTONE IL)
WI
11/20/1985 - 01/13/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 10/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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