Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lynn McRoberts (marron) is an investment professional with over 18 years of experience in the financial services industry. Susan Lynn McRoberts (marron) is currently a Registered Representative at D.a. Davidson & Co. with an active license in 26 states. Susan Lynn McRoberts (marron) specializes in a range of financial services, including providing financial planning and investment advice to individuals, families, and businesses. Susan Lynn McRoberts (marron) has a proven track record of success in helping clients achieve their financial goals. Susan Lynn McRoberts (marron) is dedicated to providing personalized service and building long-lasting relationships with her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
09/28/2020 - Present
D.a. Davidson & Co. (DENVER CO)
NY
06/01/2016 - 10/05/2020
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
10/09/2012 - 06/03/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/24/2011 - 10/08/2012
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
02/17/2010 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/23/2007 - 01/13/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/01/2005 - 02/06/2007
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
08/11/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
03/19/2004 - 07/09/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/19/2004 - 07/09/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/09/2001 - 04/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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