Unclaimed
Susan Jones is a financial professional with over 27 years of experience in the industry. Susan is currently registered with Susquehanna Financial Group, Lllp and has previously worked for J.P. MORGAN SECURITIES INC. Susan has a broad range of experience and holds Series 4, 7, 24, and 63 licenses. Susan is licensed to conduct business in California, Connecticut, Georgia, Illinois, Indiana, Iowa, Kansas, Massachusetts, Michigan, Minnesota, New York, North Carolina, Ohio, Pennsylvania, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/03/2003 - Present
Susquehanna Financial Group, Lllp (CHICAGO IL)
NY
05/01/2001 - 10/16/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/19/1994 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2010
Series 4 - Registered Options Principal Examination
BC
Issued 09/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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