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Susan Lynn Cox

Cetera Advisor Networks LLC

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About Susan Lynn Cox

Susan Lynn Cox is a registered representative with Cetera Advisor Networks LLC. Susan has been in the securities industry since February 13, 1996. Susan is currently registered with the following states: Georgia, Montana, New Jersey, New York, Ohio, Pennsylvania and Texas.

Firm Information

Susan Cox is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Cox’s Registration & Firm History

NJ

02/14/1996 - Present

Cetera Advisor Networks LLC (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 03/07/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/13/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Susan Lynn Cox. Review regulatory record here.
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