Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Cooper has been in the financial services industry since 1984. Susan is a Certified Financial Planner™ and has a Series 7, Series 63, and SIE license. Susan works at Cambridge Investment Research Advisors, Inc. and has been there since April 2014. Susan also has prior experience at CFS Securities, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, John Hancock Distributors, Inc., and Harbor Securities Corporation. Susan's areas of expertise include financial planning, investment advice, and retirement planning. Susan is registered with the states of Arizona, California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
04/17/2014 - Present
Cambridge Investment Research Advisors, Inc. (North Haven CT)
CT
12/23/1998 - 04/29/2014
CFS SECURITIES, INC. (HAMDEN CT)
AZ
01/22/1994 - 01/05/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
11/19/1989 - 01/17/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/24/1989 - 01/01/1990
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/25/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/22/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/26/1985 - 07/31/1986
JOHN HANCOCK DISTRIBUTORS, INC.
NA
04/26/1985 - 09/25/1985
HARBOR SECURITIES CORPORATION
BC
Issued 09/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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