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Susan Lynn Arnold

Roffman Miller Associates Inc.

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About Susan Lynn Arnold

Susan Lynn Arnold is an investment advisor representative at Roffman Miller Associates Inc., a firm headquartered in Philadelphia, PA. Susan has been with Roffman Miller Associates Inc. since August 2008. Susan has been in the securities industry since February 1997. Prior to joining Roffman Miller Associates Inc., Susan was employed at TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Susan is registered with the state of Pennsylvania to provide investment advisory services.

Firm Information

Susan Arnold is currently registered with Roffman Miller Associates Inc.. Roffman Miller Associates Inc. is a registered investment advisor based in Philadelphia, PA, with 12 investment advisor representatives. The firm provides financial planning and portfolio management services to individuals, corporations, and high-net-worth individuals. They also offer educational seminars. Roffman Miller Associates Inc. has approximately $2.48 billion in regulatory assets under management.
Roffman Miller Associates Inc.

1835 MARKET STREET

PHILADELPHIA, PA 19103

$2.48B

Assets Under Management

5

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Susan Arnold’s Registration & Firm History

PA

08/15/2008 - Present

Roffman Miller Associates Inc. (PHILADELPHIA PA)

PA

09/29/2006 - 08/12/2008

TD AMERITRADE, INC. (RANDOR PA)

TX

02/21/1997 - 01/03/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MI

09/05/1996 - 02/10/1997

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 07/14/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/15/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/04/1996

Series 7 - General Securities Representative Examination

BC

Issued 08/27/1996

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Susan Lynn Arnold.
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