Unclaimed
Susan Lynn Arnold is an investment advisor representative at Roffman Miller Associates Inc., a firm headquartered in Philadelphia, PA. Susan has been with Roffman Miller Associates Inc. since August 2008. Susan has been in the securities industry since February 1997. Prior to joining Roffman Miller Associates Inc., Susan was employed at TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Susan is registered with the state of Pennsylvania to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
08/15/2008 - Present
Roffman Miller Associates Inc. (PHILADELPHIA PA)
PA
09/29/2006 - 08/12/2008
TD AMERITRADE, INC. (RANDOR PA)
TX
02/21/1997 - 01/03/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
09/05/1996 - 02/10/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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