Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Naylor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Susan has been in the industry since 1999 and has experience with a variety of clients including high-net-worth individuals, corporations, and retirement plans. Susan holds the Series 7, Series 31, Series 63 and Series 65 licenses as well as the SIE. Susan has been registered with Merrill Lynch since 2008. Prior to that, Susan was a registered representative at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Susan also holds a position on the board of the Altrusa International Foundation of Jonesboro, Arkansas, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
05/30/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JONESBORO AR)
AR
04/02/2007 - 06/03/2008
MORGAN STANLEY & CO. INCORPORATED (JONESBORO AR)
AR
11/01/2001 - 04/02/2007
MORGAN STANLEY DW INC. (JONESBORO AR)
NY
03/17/1999 - 10/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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