Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lundeen Smith is a financial advisor who has been in the industry since 2001. Susan is currently registered with Morgan Stanley and has been with them since June 2009. Susan is also a general partner in Lundeen Enterprises, LLLP. Prior to joining Morgan Stanley, Susan worked at CITIGROUP GLOBAL MARKETS INC. Susan holds Series 66, SIE, Series 31 and Series 7 licenses. Susan has a broad range of experience in the industry. Susan has specialized in a number of areas, including securities, investment management, and financial planning. Susan is registered in 30 states and is able to provide services to both individuals and institutions. Susan has extensive experience providing a wide range of services to individuals and institutions including asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. Susan's goal is to help her clients achieve their financial goals by providing them with the best possible advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
05/28/2014 - Present
Morgan Stanley (Atlanta GA)
GA
05/17/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
BOTH
Issued 06/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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