Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Robak is a financial advisor who has been in the industry since July 21, 1996. Susan is registered with Wells Fargo Clearing Services, LLC and has been with the firm since January 1, 2008. Susan is a Certified Financial Planner and holds the Series 7, Series 31, and Series 63 licenses. Susan also holds the SIE and Series 65 licenses. Susan has previous experience with A.G. Edwards & Sons, Inc. and Citigroup Global Markets Inc. Susan is registered to provide investment advisory services in 35 states, and is also a registered investment advisor in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (LINCOLN NE)
NE
11/04/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LINCOLN NE)
NY
07/22/1996 - 11/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 09/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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