Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Rose is a financial advisor with over 30 years of experience in the industry. Susan has been registered with Stifel, Nicolaus & Company, Inc. since 2016, and prior to that, was with Oppenheimer & Co. Inc. from 2003 to 2016. Susan holds both Series 7 and Series 63 licenses as well as Series 65. Stifel is a full-service investment firm that provides a wide range of financial products and services, including investment management, brokerage, and wealth planning. Susan focuses on providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (GRAND RAPIDS MI)
MI
11/10/2003 - 08/02/2016
OPPENHEIMER & CO. INC. (GRAND RAPIDS MI)
OH
08/04/1992 - 11/07/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IA
Issued 12/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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