Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Louie Leong is a financial advisor registered with LPL Financial LLC. Susan has been in the financial services industry since 2013. Prior to joining LPL Financial LLC, Susan was a Registered Representative with Wedbush Securities Inc. Susan holds the Series 4, 7, 24, 53, 57, 63, 66 and 79 licenses as well as the SIE exam. Susan is registered to provide investment advisory services in California, Texas, and Washington. Susan has a strong commitment to providing personalized financial advice to her clients. Susan is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/06/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
06/23/2017 - 07/28/2022
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NA
02/01/1995 - 09/04/1996
GRIFFIN FINANCIAL SERVICES
CA
11/27/1991 - 09/20/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 10/24/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/28/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2018
Series 57 - Securities Trader Exam
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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