Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Grissinger is a registered investment advisor representative with Morgan Stanley. Susan has been in the industry since 1991 and holds Series 7, 9, 10, 14, 24, 53 and 63 licenses as well as the SIE and Series 65. Susan also has experience with TD Ameritrade, Inc., Crowell, Weedon & Co., BA Investment Services, Inc., Oppenheimer & Co., Inc., Smith Barney Inc., Lehman Brothers Inc., Bateman Eichler, Hill Richards, Incorporated and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/16/2021 - Present
Morgan Stanley (Rocklin CA)
CA
03/30/1999 - 06/06/2012
TD AMERITRADE, INC. (BEVERLY HILLS CA)
CA
02/26/1996 - 11/13/1998
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
07/27/1995 - 01/30/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
03/21/1995 - 05/01/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
CA
08/11/1994 - 03/16/1995
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
07/31/1993 - 07/29/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
07/28/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/21/1987 - 05/16/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/21/1987 - 05/04/1987
PAINEWEBBER INCORPORATED
IA
Issued 07/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2000
Series 14 - Compliance Officer Examination
BC
Issued 09/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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