Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Fitzpatrick is a registered representative with LPL Financial LLC, and has over 24 years of experience in the financial services industry. Susan is located in STORM LAKE, IA and has offices in STORM LAKE, IA, ATLANTIC, IA, and CAREFREE, AZ. Prior to joining LPL Financial LLC, Susan worked for SECURITIES AMERICA, INC. and TRANSAMERICA FINANCIAL ADVISORS, INC. Susan holds Series 6, 7, 63, and SIE licenses. Susan specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Susan also offers educational seminars and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
07/15/2020 - Present
LPL Financial LLC (STORM LAKE IA)
IA
03/14/2014 - 07/15/2020
SECURITIES AMERICA, INC. (ATLANTIC IA)
IA
08/03/1998 - 03/18/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (ATLANTIC IA)
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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