Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Tompkins is an investment advisor representative with Fidelity Personal And Workplace Advisors. Susan has been in the industry since March 5, 1993. Susan has licenses and registrations to sell securities in 52 states and 2 territories. Fidelity Personal And Workplace Advisors is a large firm with approximately $1 billion - $10 billion in assets under management. The firm offers a range of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
12/17/2021 - Present
Fidelity Personal AND Workplace Advisors (NOLENSVILLE TN)
TN
10/30/2018 - 02/04/2021
AIG CAPITAL SERVICES, INC. (BRENTWOOD TN)
NC
05/29/2012 - 10/19/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NH
09/07/2006 - 04/23/2012
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
07/01/1998 - 10/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
09/10/1996 - 06/24/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
GA
05/29/1991 - 08/22/1996
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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