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Susan Leslie West

Northwestern Mutual Investment Services, LLC

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About Susan Leslie West

Susan Leslie West is a registered representative with Northwestern Mutual Investment Services, LLC. Susan is a licensed agent in Maine, Vermont, and New Hampshire. Susan has been in the securities industry since July 1998. She has earned the Series 6 and the Securities Industry Essentials Examination licenses. Susan is dedicated to providing clients with personalized financial advice and investment solutions. She believes in a collaborative approach to financial planning, working closely with clients to understand their unique goals and circumstances.

Firm Information

Susan West is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Susan West’s Registration & Firm History

NH

07/30/1998 - Present

Northwestern Mutual Investment Services, LLC (Manchester NH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Leslie West.
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