linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Susan Lee Schiefelbein

Castleoak Securities, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Susan? Claim Your Profile

About Susan Lee Schiefelbein

Susan Schiefelbein is a financial advisor with over 30 years of experience in the industry. Susan is currently registered with Castleoak Securities, LP and has held previous positions with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Bancamerica Securities, Inc., Liberty Capital Markets, Inc., Dean Witter Reynolds Inc. and Blinder, Robinson & Co., Inc. Susan is licensed to sell securities in 18 states.

Firm Information

Susan Schiefelbein is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Susan Schiefelbein’s Registration & Firm History

OR

07/06/2012 - Present

Castleoak Securities, LP (Portland OR)

CA

11/01/2010 - 04/17/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)

CA

04/13/2000 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)

NY

10/01/1998 - 07/13/1999

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

07/26/1994 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

NA

03/11/1991 - 07/19/1994

LIBERTY CAPITAL MARKETS, INC.

NY

02/22/1989 - 08/16/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

06/06/1985 - 02/08/1989

BLINDER, ROBINSON & CO., INC.

Not sure if Susan Lee Schiefelbein is right for you?

Licenses & Designations

BC

Issued 04/25/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1989

Series 3 - National Commodity Futures Examination

BC

Issued 05/04/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Lee Schiefelbein.
Not sure if Susan Lee Schiefelbein is right for you?