Unclaimed
Susan Lafashia Gregory is a registered representative with Fidelity Brokerage Services LLC. Susan has been in the financial services industry since 2003 and has a Series 7, Series 63 and SIE licenses. Susan is registered in 19 states including Arizona, Connecticut, Delaware, District of Columbia, Florida, Georgia, Kentucky, Maryland, Massachusetts, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
09/22/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
07/03/2003 - 11/02/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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