Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kuniholm Potter is a financial advisor who is currently registered with Morgan Stanley. Susan is a highly experienced advisor with over 12 years in the financial industry, having worked at several firms, including FORESIDE FUND SERVICES, LLC and MBSC SECURITIES CORPORATION. Susan is licensed in 31 states and holds the Series 7, 24, 63, and 66 licenses. Susan has a strong commitment to providing her clients with personalized financial advice and guidance, helping them achieve their financial goals. Susan also works closely with the clients to understand their unique needs and develop a plan that meets their specific circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
06/03/2022 - Present
Morgan Stanley (Boston MA)
MA
10/30/2014 - 01/15/2016
FORESIDE FUND SERVICES, LLC (Boston MA)
ME
08/16/2013 - 10/31/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MA
09/05/2008 - 11/23/2011
MBSC SECURITIES CORPORATION (BOSTON MA)
BOTH
Issued 02/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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