Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kirchheimer Carman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since April 23, 1992. Susan has worked for several other financial institutions, including BANC of America Investment Services, INC. and NATIONSSECURITIES. Susan holds Series 7, Series 11, Series 63, and Series 66 licenses. Susan specializes in portfolio management for businesses and individuals. Susan also provides educational seminars, performance measurement reports, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
12/18/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT NEWS VA)
VA
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORFOLK VA)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
10/29/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
MA
04/07/1992 - 10/07/1992
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
04/03/1992 - 04/06/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1992
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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