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Susan Khin

Charles Schwab & CO., Inc.

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About Susan Khin

Susan Khin is a financial professional with over 10 years of experience in the industry. She is currently registered with Charles Schwab & CO., Inc. and has been a registered representative since April 28, 2023. Prior to that, Susan held roles at UNIONBANC INVESTMENT SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC. Susan holds Series 6, 63, and 6TO licenses. She is also a holder of the Securities Industry Essentials (SIE) certification. Her specializations include Financial Planning and Selection of Other Advisors. Susan can provide financial advisory services to individuals and businesses.

Firm Information

Susan Khin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Susan Khin’s Registration & Firm History

AZ

04/28/2023 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

CA

12/21/2016 - 06/25/2020

UNIONBANC INVESTMENT SERVICES, LLC (MILPITAS CA)

CA

07/29/2014 - 11/18/2016

CITIGROUP GLOBAL MARKETS INC. (CUPERTINO CA)

CA

02/20/2013 - 07/03/2014

UNIONBANC INVESTMENT SERVICES, LLC (SAN JOSE CA)

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Licenses & Designations

BC

Issued 03/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Khin.
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