Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Khan is a registered representative with Neuberger Berman BD LLC, operating out of their Toronto, ON office. Prior to joining Neuberger Berman BD LLC, Susan Khan worked with Goldman Sachs & Co. LLC and Mercer Allied Company, L.P.. Susan Khan holds several licenses and certifications, including Series 3, Series 31, Series 7TO, and SIE. Susan Khan specializes in Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NA
01/14/2022 - Present
Neuberger Berman BD LLC (Toronto, ON )
NY
01/04/2021 - 01/20/2022
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
11/24/2020 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BOTH
Issued 01/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2024
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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