Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kelli Ross is a financial professional with over 28 years of experience in the industry. Susan is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc., and is licensed in Texas. She previously worked for CALTON & ASSOCIATES, INC., FIRST INTEGRITY CAPITAL PARTNERS CORP., and FIRST SOUTHWEST COMPANY, LLC. Susan holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2024 - Present
TRB Capital Markets, LLC (DALLAS TX)
FL
12/03/2019 - 11/01/2021
CALTON & ASSOCIATES, INC. (TAMPA FL)
TX
02/26/2016 - 04/04/2018
FIRST INTEGRITY CAPITAL PARTNERS CORP. (Dallas TX)
TX
09/24/1997 - 12/03/2015
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
NY
03/22/1995 - 11/13/1996
TITUS & DONNELLY GP (NEW YORK NY)
NY
06/22/1992 - 02/24/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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