Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kathleen Pelletier is a financial advisor with Morgan Stanley. Susan has over 25 years of experience in the financial industry. Susan is registered with the Financial Industry Regulatory Authority (FINRA) and is a licensed investment advisor in multiple states. Susan has passed the Series 7, Series 9, Series 10, Series 63, and Series 65 examinations. Susan provides financial planning services, portfolio management services, and other investment related services to individuals, businesses, and institutions. Prior to joining Morgan Stanley, Susan worked for CITIGROUP GLOBAL MARKETS INC. and PRUDENTIAL SECURITIES INCORPORATED. Susan is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
03/25/2019 - Present
Morgan Stanley (Stamford CT)
CT
09/07/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
NY
06/06/1995 - 08/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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