Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Lee is a financial professional with over 24 years of experience in the industry. Currently registered with Oppenheimer & Co. Inc. in New York, Susan brings a wealth of knowledge from previous roles at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Robertson Stephens, Inc., and CIBC Oppenheimer Corp. Susan holds the Series 63, Series 24, Series 7, Series 16, and SIE licenses. Susan specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/01/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/19/2021 - 01/23/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 10/24/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/15/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/06/2004 - 02/18/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
11/01/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
03/07/2000 - 08/20/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
02/28/1997 - 05/10/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 02/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Lee is the right advisor for you? Invested Better is here to help.
