Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Jun is an active financial professional with over 20 years of experience in the industry. Currently, Susan is a Registered Representative at Raymond James & Associates, Inc., and previously worked at Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., and Lehman Brothers Inc. Susan is registered in multiple states and holds various licenses, including Series 7, Series 52, Series 53, and Series 79, as well as the SIE. Susan offers a range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/20/2024 - Present
Raymond James & Associates, Inc. (Chicago IL)
NY
04/30/2019 - 03/12/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
10/19/2016 - 04/30/2019
MORGAN STANLEY & CO. LLC (Chicago IL)
IL
04/30/2003 - 09/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
01/17/2000 - 04/29/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/11/1994 - 08/22/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/25/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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