Unclaimed
Susan McCartney is a financial advisor with over 20 years of experience in the industry. Susan is currently registered with Empower Financial Services, Inc. and holds a Series 7, Series 6, Series 63 and SIE licenses. Prior to joining Empower Financial Services, Inc. Susan worked with Cambridge Investment Research, Inc. and Liberty Securities Corporation. Susan is licensed to provide financial advice in Kansas, Colorado, Missouri, Nebraska and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
01/17/2015 - Present
Empower Financial Services, Inc. (Topeka KS)
KS
06/20/2001 - 12/26/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOPEKA KS)
NA
08/23/1993 - 02/08/1995
LIBERTY SECURITIES CORPORATION
BC
Issued 08/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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