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Susan Jo McCartney

Empower Financial Services, Inc.

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About Susan Jo McCartney

Susan McCartney is a financial advisor with over 20 years of experience in the industry. Susan is currently registered with Empower Financial Services, Inc. and holds a Series 7, Series 6, Series 63 and SIE licenses. Prior to joining Empower Financial Services, Inc. Susan worked with Cambridge Investment Research, Inc. and Liberty Securities Corporation. Susan is licensed to provide financial advice in Kansas, Colorado, Missouri, Nebraska and Oklahoma.

Firm Information

Susan McCartney is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan McCartney’s Registration & Firm History

KS

01/17/2015 - Present

Empower Financial Services, Inc. (Topeka KS)

KS

06/20/2001 - 12/26/2014

CAMBRIDGE INVESTMENT RESEARCH, INC. (TOPEKA KS)

NA

08/23/1993 - 02/08/1995

LIBERTY SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 08/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Jo McCartney.
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