Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Alws is a financial advisor at Cetera Advisors LLC. She has been in the industry since 1995 and is registered with the state of Indiana. She holds Series 7 and Series 63 licenses. Susan has worked at several firms, including First Allied Securities, Inc. and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
09/08/2022 - Present
Cetera Advisors LLC (INDIANAPOLIS IN)
IN
09/28/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (INDIANAPOLIS IN)
CO
09/13/1996 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NJ
05/30/1995 - 09/20/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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